Our regulatory policies are listed below. Please click on the appropriate link to view the document.
Regulatory documents
- Compliance Statement - IOSCO Principles
- Conflicts of Interest Policy
- Criminal Finances Act - Statement of Commitment
- EMIR Pricing Information
- EMIR Article 39 Disclosure
- Gender Pay Gap Report
- Group Tax Policy
- Marex Financial Order Execution Policy
- Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2018)
- Marex Financial Limited RTS28 Article 3.1 (Professional Clients) - Top Five Venue Annual Execution Report (Apr 2019)
- Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2018)
- Marex Financial Limited RTS28 Article 3.3 (Professional Clients) - Execution Quality Summary (Apr 2019)
- Marex Spectron Exchange Memberships & Access
- MiFID II DEA Client Due Diligence Questionnaire
- MiFID II Research
- OTC Energy Disclaimer
- Pillar 3 Disclosures 2018
- Report Disclaimer
- Social Media Disclaimer
- Statement of Commitment to the FX Global Code
- Statement of Commitment to the Global Precious Metals Code
- Statement of Ethics
- Supplier Code of Conduct